Gaurav Kulkarni

Disclosures and Disclaimers

Comprehensive transparency about our research practices and regulatory compliance

GSK

GAURAV SHRIRAM KULKARNI

SEBI Reg. No.: INH000009311
BSE Membership No.: 5534

Contact Information

Registered Address

Flat no 506, A wing, Kesar Valley, Patil Nagar, Chikhali, Pune, Maharashtra, 411062

A

Descriptions about "Research Analyst"

1

History, Present Business and Background

Research Analyst is registered with SEBI as Research Analyst with Registration No. INH000009311, BSE Membership No. 5534. The firm got its registration on Mar 31, 2022 and is engaged in research and recommendation Services.

The focus of Research Analyst is to provide research and recommendations services to the clients. Analyst aligns its interests with those of the client and seeks to provide the best suited services.

2

Terms and Conditions of Research and Recommendation Services

Terms and conditions of Research and Recommendation Services are detailed in the terms and condition document. Please refer to the same for details.

3

Disciplinary History

i. No penalties have been issued by SEBI under the SEBI Act or Regulations made there under against the Research Analyst relating to Research Analyst services.

ii. There are no pending material litigations or legal proceedings, findings of inspections or investigations for which action has been taken or initiated by any regulatory authority against the Research Analyst or its employees.

4

Details of its associates

No associates

B

Disclosures with respect to Research and Recommendations Services

  • Research Analyst or his associate or his relative may have financial interest or actual / beneficial ownership of one per cent or more in the securities recommended in its personal portfolio at the end of the month immediately preceding the date of publication of the research report or date of the public appearance. Details of the same may be referred through the disclosures made at the time of advice.
  • There are no actual or potential conflicts of interest arising from any connection of Research Analyst or his associate or his relative to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Research Analyst services. Such conflict of interest shall be disclosed to the client as and when they arise.
  • Research Analyst or its associates have not received any compensation from the subject company in past 12 months.
  • Research Analyst or its employee or its associates have not managed or co-managed the public offering of Subject Company in past 12 months.
  • Research Analyst or its associates have not received any compensation for investment banking or merchant banking of brokerage services from the subject company in past 12 months.
  • Research Analyst or its employee or its associates have not received any compensation or other benefits from the subject company or third party in connection with the research report or research recommendations.
  • Research Analyst or its associates have not received any compensation for products or services from the subject company in past 12 months.
  • Research Analyst or its associates have not received any compensation or other benefits from the Subject Company or 3rd party in connection with the research report/ recommendation.
  • The subject company was not a client of Research Analyst or its associates during twelve months preceding the date of distribution of the research report and recommendation services provided.
  • Research Analysts or its associates has not served as an officer, director or employee of the subject company.
  • Research Analysts has not been engaged in market making activity of the subject company.
  • The research analyst is not using/ using artificial intelligence tools for preparation of the research report.
C

Statutory Disclaimers

Important Notice to Investors

Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI, membership of BSE and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Verified Research Analyst

Registration verified with SEBI and BSE. All disclosures maintained as per regulatory requirements.